Our Qualifications

Delores has over 26 years experience in the securities industry, 5 of which were in the "back office" administrative/ operational responsibilities. She successfully passed her series 7 examination in 1985, She earned her CFP^® designation in July of 1991. She completed the Principal/General Supervisory registration in 1994. She also holds a series 3 National Commodity Futures registration. In addition she holds licenses to analyze & recommend various insurance vehicles if appropriate. 

Richard has 15 years as a software engineer helping greatly with using and teaching the technology that has such a huge influence in all of our lives including using the tools available to perform portfolio analysis and creating financial plans.

Colleen is very cheerful and happy to greet and provide you with your favorite beverage when you arrive. She is able to assist with many of your needs.